David Dubin's Research and Publications

My research interests are in the foundations of information expression and encoding. A bibliography of publications and presentations (with links to the full text if available) is listed below. You are welcome to download those references in BibTeX format. General contact information can be found on my main home page.

Publications and Presentations

[Berti et al., 2015]
Monica Berti, Bridget Almas, David Dubin, Greta Franzini, Simona Stoyanova, and Gregory R. Crane. The linked fragment: TEI and the encoding of text reuses of lost authors. Journal of the Text Encoding Initiative, (8), 2015.

This paper presents a joint project of the Humboldt Chair of Digital Humanities at the University of Leipzig, the Perseus Digital Library at Tufts University, and the Harvard Center for Hellenic Studies to produce a new open series of Greek and Latin fragmentary authors. Such authors are lost and their works are preserved only thanks to quotations and text reuses in later texts. The project is undertaking two tasks: (1) the digitization of paper editions of fragmentary works with links to the source texts from which the fragments have been extracted; (2) the production of born-digital editions of fragmentary works. The ultimate goals are the creation of open, linked, machine-actionable texts for the study and advancement of the field of Classical textual fragmentary heritage and the development of a collaborative environment for crowdsourced annotations. These goals are being achieved by implementing the Perseids Platform and by encoding the Fragmenta Historicorum Graecorum, one of the most important and comprehensive collections of fragmentary authors.

[Dubin and Jett, 2015]
David Dubin and Jacob Jett. An ontological framework for describing games. In Proceedings of the 2015 Joint Conference on Digital Libraries, New York, 2015.

This paper describes an ontological framework for game de- scription. Games are a multi-billion dollar industry and ar e cultural heritage objects studied by a growing number of scholars. The conceptual model described here supports the description of both individual games and relationships among games, their versions and variants for more effective discovery, more reliable provenance, and detailed scoping of copyright, patent, and trademark claims.

[Almas et al., 2013]
Bridget Almas, Monica Berti, Sayeed Choudhury, David Dubin, Megan Senseney, and Karen M. Wickett. Representing humanities research data using complementary provenance models. Presented at Building Global Partnerships: Research Data Alliance Second Plenary Meeting, Washington, DC, September 2013.

The Systematic Assertion Model (SAM) is a formal account of research data and its content---relating data identity, change over time, and varieties of scientific or scholarly equivalence directly to research transactions. Humanities use cases include a breadth of computational and interpersonal activities that call for a more inclusive understanding of provenance than SAM alone can provide. Integrating complementary views of the same research enterprise by combining SAM entities and properties with those from other models such as W3C’s PROV and Open Annotation (OA) provides a richer, more contextualized view of data encoding and use in humanities research.

[Birnbaum et al., 2013]
David J. Birnbaum, David Dubin, and Cynthia Vakareliyska. Clustering calendars of saints: discriminatory power and variable selection. Presented at the annual meeting of the Classification Society, Milwaukee, WI, June 2013.

Medieval Slavic liturgical manuscripts often include a calendar of saints, listing the days of the year and the saints commemorated on those dates. Because the canonization of saints in the Orthodox church could be a local matter, not requiring the approval of a single, central authority, it was common for calendars to differ in the saints they included. As a result, patterns of agreement, especially with respect to less common saints, may provide insights into the history of the transmission of the text, that is, information about which calendars of saints may have been created within the same Orthodox subcultures. More specifically, calendars can be classified according to the saints they commemorate on specific dates, with the goal of clustering them according to their similarity, as defined from a philological and cultural perspective. We focus on the problem of variable selection, varieties of discriminatory power a variable may contribute, and challenges that published variable selection methods pose to the cluster analysis practitioner.

[Dubin et al., 2013]
David Dubin, Megan Senseney, and Jacob Jett. What it is vs. how we shall: complementary agendas for data models and architectures. In Proceedings of Balisage: The Markup Conference 2013, volume 10 of Balisage Series on Markup Technologies, Montréal, Canada, August 2013.

Data models play two kinds of role in information interchange. Descriptively, they offer domain models. Prescriptively, they propose plans of action. While stipulative definitions fill in a model's representational gaps, elegance and descriptive power reduce the need for arbitrary choices in standards and specifications. Proposals for modeling digital annotation serve to illustrate competing representational and cohortative agendas.

[Wickett et al., 2013]
Karen Wickett, David Dubin, Bridget Almas, and Megan Senseney. Extending the systematic assertion model for humanities research. Presented at the 2013 ASIS&T Research Data Access and Preservation Summit, April 2013.

The Libraries Transforming Humanities (LTH) project is focused on creating a network of resources in the humanities and building tools to facilitate contributions to research from a wide range of users. The Systematic Assertion Model (SAM) was developed as a framework to describe the provenance roles and agents essential to the identity of scientific data. SAM supports an explicit accounting of the events and roles that are essential to the creation of text-like resources, and contains classes and properties that can be used to define vocabularies to support translation, annotation and curation of textual resources. In SAM, data are symbol structures that are the expressive form of certain kinds of assertion events. In a scientific context, the attention is on assertions that are warranted by computations or observations of phenomena in the natural world. In the context of humanities research, attention is on the creation of texts or other intellectual works, as well as on assertions warranted by computations and observations of such works. The creation events for texts are a kind of indication event, where abstract structures are pointed to by some agent at a specific time and place. Since speech acts and other general kinds of indication events were not included in previous versions of SAM, applying the model to humanities research calls for an extension of the model. We present an example workflow from the LTH project demonstrating an RDF vocabulary based on this extended version of SAM. The section of text is connected to the original creative agent, while annotations of the text and a proposed translation are connected to users of the system. This use of SAM supports a unified account of the provenance roles and agents involved in textual research in the humanities.

[Dubin, 2012]
David Dubin. On data identity and scientific equivalence. Presented at the annual meeting of the Classification Society, Pittsburgh, PA, June 2012.

Carroll and Arabie's 1980 taxonomy of measurement data and models departs from the data theory of Coombs (1964) in attempting "separate taxonomies of data and models," rather than classifying data with respect to dominance or proximity relations among points in an abstract space. This independence or interdependence bears directly on the problem of defining scientific equivalence for current data-intensive research, and to the complexities of practical issues such as justifying appropriate statistics on the basis of measurement scale type.

[Dubin, 2012]
David Dubin. Internal cohesion and external separation. Presented at the 23rd Annual ASIS&T SIG/CR Classification Research Workshop, October 2012.

A 1962 ASLIB Symposium titled "Classification: an Interdisciplinary Problem," led to the foundation of a new society intended to "promote co-operation and interchange of views between those interested in the principles and practice of classification in a wide range of disciplines." A great deal of valuable classification research has been conducted during the 50 years since that symposium, but in 2012 classification research communities are isolated from each other, despite the interdisciplinary connections that were recognized in 1962. In the absence of dialogue across different research traditions, we miss opportunities for progress on some foundational research questions.

[Palmer et al., 2012]
Carole L. Palmer, Tiffany C. Chao, Nicholas M. Weber, Simone Sacchi, Karen M. Wickett, Allen H. Renear, Karen Baker, Andrea Thomer, and David Dubin. Integrating conceptual and empirical studies of data to guide curatorial processes. Presented at the 2012 ASIS&T Research Data Access and Preservation Summit, March/April 2012.

Two research teams within the Data Conservancy (http://dataconservancy.org/) project are investigating different aspects of scientific data curation. Data Concepts is developing a conceptual model to foster shared understanding of identity conditions and representation levels for data sets. Data Practices is conducting qualitative studies of data production and use in the earth and life sciences, analyzing curation needs, cultures of sharing, and re-use potential across disciplines. This poster will illustrate the integration of results from three phases of research to develop a more comprehensive and practical analysis of fundamental aspects of data curation.

[Thomer et al., 2012]
Andrea K. Thomer, Karen S. Baker, Simone Sacchi, and David Dubin. Completeness, coverage & equivalence in scientific data records. Proceedings of the American Society for Information Science and Technology, 49, 2012.

Previously we asked, "When is a record data and when is it a fish?" (Wickett et al., 2012). In this work, we ask,"when and in what contexts are a record and a fish equivalent?" We describe and compare a collection of potentially equivalent records describing a Mola mola, or Ocean Sunfish, specimen. We calculate the Metadata Coverage Index (MCI) of each record and explore the use the Systematic Assertion Model (Dubin, 2010) to support investigation of the assertions contained in these data records.

[Wickett et al., 2012]
K. M. Wickett, S. Sacchi, D. Dubin, and A. H. Renear. Representing identity and equivalence for scientific data. Presented at the American Geophysical Union (AGU) Fall Meeting, December 2012.

Matters of equivalence and identity are central to the stewardship of scientific data. In order to properly prepare for and manage the curation, preservation and sharing of digitally-encoded data, data stewards must be able to characterize and assess the relationships holding between data-carrying digital resources. However, identity-related questions about resources and their information content may not be straightforward to answer: for example, what exactly does it mean to say that two files contain the same data, but in different formats? Information content is frequently distinguished from particular representations, but there is no adequately developed shared understanding of what this really means and how the relationship between content and its representations hold. The Data Concepts group at the Center for Informatics Research in Science and Scholarship (CIRSS), University of Illinois at Urbana Champaign, is developing a logic-based framework of fundamental concepts related to scientific data to support curation and integration. One project goal is to develop precise accounts of information resources carrying the same data. We present two complementary conceptual models for information representation: the Basic Representation Model (BRM) and the Systematic Assertion Model (SAM). We show how these models provide an analytical account of digitally-encoded scientific data and a precise understanding of identity and equivalence. The Basic Representation Model identifies the core entities and relationships involved in representing information carried by digital objects. In BRM, digital objects are symbol structures that express propositional content, and stand in layered encoding relationships. For example, an RDF description may be serialized as either XML or N3, and those expressions in turn may be encoded as either UTF-8 or UTF-16 sequences. Defining this encoding stack reveals distinctions necessary for a precise account of identity and equivalence relationships. The Systematic Assertion Model focuses on key provenance events through which propositional content and symbol structures acquire the status of data content and data, respectively. Attention is on events such as a selection of symbols to express propositional content, or an appeal to observational evidence to advance a claim. SAM explicitly identifies data as the primary form of expression the one directly expressing content for a systematic assertion, an assertion where claims are warranted by an observation or a computation event. Under these models, equivalence relationships may hold between different data expressing the same content, or between different encodings of the same data. Equivalence relationships also hold among different data supporting the same claim and when contrasting claims are based on the same observations. SAM and BRM support a fine-grained characterization of scientific equivalence relationships that can be documented through ordinary data stewardship practices.

[Wickett et al., 2012]
Karen M. Wickett, Simone Sacchi, David Dubin, and Allen H. Renear. Identifying content and levels of representation in scientific data. Proceedings of the American Society for Information Science and Technology, 49, 2012.

Heterogeneous digital data that has been produced by different communities with varying practices and assumptions, and that is organized according to different representation schemes, encodings, and file formats, presents substantial obstacles to efficient integration, analysis, and preservation. This is a particular impediment to data reuse and interdisciplinary science. An underlying problem is that we have no shared formal conceptual model of information representation that is both accurate and sufficiently detailed to accommodate the management and analysis of real world digital data in varying formats. Developing such a model involves confronting extremely challenging foundational problems in information science. We present two complementary conceptual models for data representation, the Basic Representation Model and the Systematic Assertion Model. We show how these models work together to provide an analytical account of digitally encoded scientific data. These models will provide a better foundation for understanding and supporting a wide range of data curation activities, including format migration, data integration, data reuse, digital preservation strategies, and assessment of identity and scientific equivalence.

[Wickett et al., 2012]
Karen M. Wickett, Andrea Thomer, Simone Sacchi, Karen S. Baker, and David Dubin. What dataset descriptions actually describe: Using the systematic assertion model to connect theory and practice. Presented at the 2012 ASIS&T Research Data Access and Preservation Summit, March/April 2012.

Scientific data is encoded and described with the aim of supporting retrieval, meaningful interpretation and reuse. Encoding standards for datasets like FGDC, DwC, EML typically include tagged metadata elements along with the encoded data, suggesting that, per the Dublin Core 1:1 principle, those elements apply to one and only one entity (a specimen, observation, dataset, etc.). However, in practice vocabularies are often used to describe different dimensions of scientific data collection and communication processes. Discriminating these aspects offers a more precise account of how symbols and the propositions they express acquire the status of "data" and "data content," respectively. In this poster we present an analysis of species occurrence records basecd on the Systematic Assertion Model (SAM).

[Dubin et al., 2011]
David Dubin, Karen M. Wickett, and Simone Sacchi. Content, format, and interpretation. In Proceedings of Balisage: The Markup Conference 2011, volume 7 of Balisage Series on Markup Technologies, Montréal, Canada, August 2011.

The connection between notation and the content it expresses is always contingent, and mediated through complex layers of interpretation. Some content bears directly on the encoder's intention to convey a particular meaning, while other content concerns the structures in and through which that meaning is expressed and organized. Interpretive frames are abstractions that serve as context for symbolic expressions. They form a backdrop of dependencies for data management and preservation strategies. Situation semantics offers a theoretical grounding for interpretive frames that integrates them into a general theory of communication through markup and other notational structures.

[Dubin, 2011]
D. Dubin. Data theory and scientific data management. Presented at the annual meeting of the Classification Society, Pittsburgh, PA, June 2011.

Practitioners of data-driven methods in the natural sciences are now facing challenges that recall those which prompted social scientists to develop theories of data and measurement in the last century. There are increasing expectations for natural scientists to share their data, and to make data management plans and strategies a regular part of their enterprise. But the goal of expressing data for later discovery and reuse confronts us with puzzling relationships among observations, quantities, and data values. A new field of research data management specialists are already proposing solutions to these puzzles in the form of abstract models that govern descriptive standards for data and the architecture of scientific data repositories. These current efforts are largely uninformed by the theories contributed over the past seventy years from the fields of classification, data analysis and the quantitative social sciences.

[Sacchi et al., 2011]
Simone Sacchi, Karen Wickett, Allen Renear, and David Dubin. A framework for applying the concept of significant properties to datasets. In Proceedings of the American Society for Information Science and Technology, volume 48 of ASIS&T Annual Meeting Proceedings. American Society for Information Science and Technology, 2011.

The concept of significant properties, properties that must be identified and preserved in any successful digital object preservation, is now common in data curation. Although this notion has clearly demonstrated its usefulness in cultural heritage domains its application to the preservation of scientific datasets is not as well developed. One obstacle to this application is that the familiar preservation models are not sufficiently explicit to identify the relevant entities, properties, and relationships involved in dataset preservation. We present a logic-based formal framework of dataset concepts that provides the levels of abstraction necessary to identify and correctly assign significant properties to their appropriate entities. A unique feature of this model is that it recognizes that a typed symbol structure is a unique requirement for datasets, but not for other information objects.

[Sacchi et al., 2011]
Simone Sacchi, Allen Renear, and David Dubin. One thing missing or two things are confused: An analysis of OAIS representation information. Presented at the International Digital Curation Conference (IDCC), December 2011.

We describe two alternative interpretations of OAIS Representation Information (CCSDS, 2002), and show that both are flawed. The first is insufficient to formalize a model of preservation, and the second leads to category mistakes in conceptualizing the nature of digital artifacts. OAIS claims that Data [Objects] interpreted using its Representation Information yields Information. However, we argue that Representation Information supports only the encoding and decoding of particular expressions, such as a table of numerals or a still image, into/from digital objects, such as an Excel file or a TIFF file, respectively. Preservation actions, like migrations, can only be assessed if preservation models reflect a correct, complete, and sufficiently fine-grained representation of digital artifacts. Restructuring the OAIS account of Representation Information as described above will bring us closer to this.

[Dubin, 2010]
David Dubin. Encoded descriptions at face value. In Andrew Grove, editor, Proceedings of the 73rd Annual Meeting of the American Society for Information Science and Technology, volume 47 of ASIS&T Annual Meeting Proceedings, Pittsburgh, PA, October 2010. Information Today, Inc.

Information resources seem to be neither fully abstract universals, nor particular concrete arrangements of matter and energy. The subjects of our metadata statements are therefore elusive. This puzzle presents few practical problems for traditional documents, but applications such as scientific data management call for more precise accounts. The problem of relating fully abstract properties to events in time is explored through a comparison of encoding strategies.

[Dubin et al., 2009]
D. Dubin, J. Futrelle, J. Plutchak, and J. Eke. Preserving meaning, not just objects: semantics and digital preservation. Library Trends, 57(3):595-610, 2009.

The ECHO DEPository project is a digital preservation research and development project funded by the National Digital Information Infrastructure and Preservation Program (NDIIPP) and adminsitered by the Library of Congress. A key goal of this project is to investigate both practical solutions for supporting digital preservation activities today, and the more fundamental research questions underlying the development of the next generation of digital preservation systems. To support on-the-ground preservation efforts in existing technical and organizational environments, we have developed tools to help curators collect and manage Web-based digital resources, such as the Web Archives Workbench (Kaczmarek et al., 2008), and to enhance existing repositories' support for interoperability and emerging preservation standards, such as the Hub and Spoke Tool Suite (Habing et al., 2008). In the longer term, however, we recognize that successful digital preservation activities will require a more precise and complete account of the meaning of relationships within and among digital objects. This article describes project efforts to identify the core underlying semantic issues affecting long-term digital preservation, and to model how semantic inference may help next-generation archives head off long term preservation risks.

[Dubin, 2009]
D. Dubin. On the expressive content of games. Presented at the 2009 Joint Conference of the National Popular Culture and American Culture Associations, New Orleans, April 2009.

Games are creative works of design, and with this understanding we credit the people who design games, and respect their copyrights and/or patent rights. We recognize that a game may stand in derivation relationships with one or more other games, and that these inform our judgments of a game's originality and the prior work to which acknowledgements are owed. But with how much precision can we say exactly what a game designer has contributed? On what basis do we recognize, for example, that a game played on a physical surface and another mediated by a computer are two versions of the same game? If one game takes another as its basis, then what exactly is preserved in the derivation of the second from the first? Similar questions on the nature of representation and creative composition have been raised and debated. In the philosophy of art, Jerrold Levinson proposes a theory of how musical compositions come to bear esthetic properties. John Searle and Barry Smith debate related issues of social facts and collective intentionality. The field of library science offers a bibliographic model of works of authorship, their expressions and physical manifestations. We find that the multimedia character of games present special challenges for putting these theories and models to work, and also highlights the inadequacy of certain purely abstract accounts of games. But despite some differing philosophical commitments, these theories open windows which guide us to a richer, more complete understanding of game design.

[Dubin and Birnbaum, 2008]
David Dubin and David J. Birnbaum. Reconsidering conventional markup for knowledge representation. Presented at Balisage: the Markup Conference, Montreal., August 2008.

The main attraction of semantic web technologies such as RDF and OWL over conventional markup is the support those tools provide for expressing precise semantics. Formal grounding for RDF-based languages (in, for example, description logics) and their integration with logic programming tools are guided and constrained by issues of decidability and the tractability of computations. Users of these technologies are invited to use less expressive representations, and thereby work within those constraints. Such compromises seem reasonable when considering the roles automated reasoning agents are expected to play by the semantic web community. But where expectations differ, it may be useful to reconsider using conventional markup and inferencing methods that have been applied with success despite their theoretical weaknesses. We illustrate these issues with a case study from manuscript studies and textual transmission.

[Dubin, 2008]
D. Dubin. Challenges for board game classification. Presented at the 2008 ALISE Annual Conference, Philadelphia, PA., January 2008.

Board and card games present particular challenges in reference, cataloging, and collection development, but also unique opportunities for librarians to provide valuable consultation to patrons. Compared to computer-mediated games, board games vary much more widely in their levels of complexity, time required to learn, and degree of thematic integration. A wide range of prices, ease of acquisition, and space requirements makes it impractical for most people to own the many games that can enhance their learning, social and family lives. Game packages provide some useful data for consumers (such as suggested age range), and the world wide board game hobby community has compiled impressive online databases of descriptions, recommendations, and reviews. But librarians need a richer classification system if they are to provide the best service to teachers, counselors, researchers, and families. We have begun a project aimed at developing such a classification, addressing dimensions such as the kinds of skills a game helps to develop, the ways in which historical or literary themes are integrated with game mechanics, and the types of social interaction promoted by different games.

[Renear and Dubin, 2008]
Allen H. Renear and David Dubin. FRBR as an interdisciplinary high-middle range theory. In Angela De Cenzo, editor, Proceedings of iConference 2008, Los Angeles, 2008.

We suggest that IFLA's Functional Requirements for Bibliographic Records is an interesting, if unexpected, example of Merton's "theories of the middle range" and show how theoretical analysis and refinement of such theories can illuminate the deep interdisciplinarity of information science.

[Renear et al., 2008]
Allen H. Renear, Karen M. Wickett, Richard J. Urban, David Dubin, and Sarah L. Shreeves. Collection/item metadata relationships. In Jane Greenberg and Wolfgang Klas, editors, Proceedings of the International Conference on Dublin Core and Metadata Applications, Berlin, pages 80-89, Goettingen, September 2008. Dublin Core Metadata Initiative, Goettingen University Press.

Contemporary retrieval systems, which search across collections, usually ignore collection-level metadata. Alternative approaches, exploiting collection-level information, will require an understanding of the various kinds of relationships that can obtain between collection-level and item-level metadata. This paper outlines the problem and describes a project that is developing a logic-based framework for classifying collection/item metadata relationships. This framework will support (i) metadata specification developers defining metadata elements, (ii) metadata creators describing objects, and (iii) system designers implementing systems that take advantage of collection-level metadata. We present three examples of collection/item metadata relationship categories, attribute/value-propagation, value-propagation, and value-constraint and show that even in these simple cases a precise formulation requires modal notions in addition to first-order logic. These formulations are related to recent work in information retrieval and ontology evaluation.

[Renear et al., 2008]
Allen H. Renear, Richard J. Urban, Karen M. Wickett, Carole L. Palmer, and David Dubin. Sustaining collection value: Managing collection/item metadata relationships. Presented at Digital Humanities 2008, Oulu, Finland, June 2008.

Many aspects of managing collection/item metadata relationships are critical to sustaining collection value over time. Metadata at the collection-level not only provides context for finding, understanding, and using the items in the collection, but is often essential to the particular research and scholarly activities the collection is designed to support. Contemporary retrieval systems, which search across collections, usually ignore collection level metadata. Alternative approaches, informed by collection-level information, will require an understanding of the various kinds of relationships that can obtain between collection-level and item-level metadata. This paper outlines the problem and describes a project that is developing a logic-based framework for classifying collection-level/item-level metadata relationships. This framework will support (i) metadata specification developers defining metadata elements, (ii) metadata librarians describing objects, and (iii) system designers implementing systems that help users take advantage of collection-level metadata.

[Renear et al., 2008]
Allen H. Renear, Karen M. Wickett, Richard J. Urban, and David Dubin. The return of the trivial: problems formalizing collection/item metadata relationships. In JCDL '08: Proceedings of the 8th ACM/IEEE-CS joint conference on Digital libraries, pages 464--464, New York, NY, USA, 2008. Association for Computing Machinery, ACM.

Formalizing collection-level/item-level metadata relationships encounters the problem of trivial satisfaction. We offer a solution related to current work in IR and ontology evaluation.

[Renear et al., 2008]
Allen Renear, David Dubin, and Karen Wickett. When digital objects change --- exactly what changes? Presented at the 2008 Annual Meeting of the American Society for Information Science and Technology, Columbus, OH, October 2008.

Formal accounts of digital objects typically characterize them as strings, tuples, sets, graphs or some other constructs from discrete mathematics. Such a characterization implies that these objects cannot undergo real change, such as losing or gaining parts, or having their internal parts rearranged. And yet our discourse about digital objects seems, at least if taken literally, to imply that those objects routinely undergo real change. One strategy for dealing with this inconsistency is to affirm an account which leaves information objects immutable and re-locates change in the persons and communities interacting with these objects.

[Dubin, 2007]
D. Dubin. Instance or expression? another look at reification. Presented at Extreme Markup Languages 2007, Montreal., August 2007.

Conventional use of the RDF reification vocabulary is based on an understanding that triples stand in a type/instance relationship with "tokens" appearing in RDF documents. But this convention, intended to support provenance documentation, presents puzzles for understanding how a serialized expression can stand in direct relationships with resources referred to by an abstract triple. Recording the provenance of an RDF statement may be better achieved by reifiying the notation expressing it. The same system can then be applied both to RDF and to statements expressed using other XML applications. We illustrate with examples from a digital preservation research project.

[Renear and Dubin, 2007]
Allen H. Renear and David Dubin. Three of the four FRBR group 1 entity types are roles, not types. In Andrew Grove, editor, Proceedings of the 70th Annual Meeting of the American Society for Information Science and Technology, Medford, NJ, 2007. Information Today, Inc.

We examine the conceptual model of the "bibliographic universe" presented in IFLA's Functional Requirements for Bibliographic Records (FRBR) and argue, applying ontology design recommendations proposed by N. Guarino and C. Welty, that three of the four Group 1 entity types are more accurately conceptualized as roles. We show how this approach may generalize the solution to a previously identified puzzle regarding the FRBR entity type of XML documents and speculate as to the sorts of entities that might take on these roles. This view of bibliographic entities, that they are roles that other things have in particular social contexts is consistent with John Searle's notion of a cascade of social facts established through collective intentionality. We allow that even if our analysis is correct the current FRBR approach may be preferable as there are good reasons for "denormalized ontologies" that treat roles as types, particularly when the objective is not a general ontology, but a practical conceptual model.

[Dubin et al., 2006]
David Dubin, Joe Futrelle, and Joel Plutchak. Metadata enrichment for digital preservation. In B. T Usdin, editor, Proceedings of Extreme Markup Languages 2006, Montreal, Quebec, August 2006.

Description of structural and semantic relationships and properties of, within, and between resources is seen as a key issue in digital preservation. But the markup languages used to encode descriptions for migration between and storage within digital repositories are subject to the same interpretive problems that complicate other uses of markup. This paper reports on a project that aims to address these problems by explicating facts that otherwise would not support automated inferencing. These facts are expressed as RDF (Resource Description Framework) triples, stored in and retrieved from a scalable RDF-based repository.

[Dubin, 2006]
D. Dubin. Reframing author cocitation analysis. Presented at the tenth biennial meeting of the International Federation of Classification Societies, Ljubljana, Slovenia, July 2006. (also presented at the 2006 meeting of the Classification Society of North America, Piscataway, NJ.

Author cocitation analysis (ACA) employs a variety of clustering and scaling techniques for exploring patterns in bibliometric data. In a 2003 JASIST article, Per Ahlgren, Bo Jarneving, and Ronald Rousseau criticized the use of Pearson's r as a similarity measure in ACA, citing properties that they believe make r undesirable. Howard White's response to Ahlgren et al, and the subsequent exchange in the JASIST letters column suggest that behind this methodological controversy there lurk contrasting intuitions about both the reality ACA is supposed to reveal and its relationship to the bibliographic evidence on which ACA is based. A reframing of the ACA data analysis methodology puts some of these controversies in a new light.

[Huitfeldt et al., 2006]
Claus Huitfeldt, Michael Sperberg-McQueen, David Dubin, and Lars G. Johnsen. Markup languages for complex documents: an interim project report. Presented at Digital Humanities, Paris, July 2006.

For all the developments in XML since 1998, one thing that has not changed is the understanding of XML documents as serializations of tree structures conforming to the constraints expressed in the document's schema. Notwithstanding XML's many strengths, there are problem areas which invite further research on some of the fundamental assumptions of XML and the document models associated with it. It is a challenge to represent in XML anything that does not easily lend itself to representation by context-free or constituent structure grammars, such as overlapping or fragmented elements, and multiple co-existing complete or partial alternative structures or orderings. For the purpose of our work, we call such structures complex structures, and we call documents containing such structures complex documents. The MLCD (Markup Languages for Complex Documents) project aims to integrate alternative approaches by developing both an alternative notation, a data structure and a constraint language which as far as possible is compatible with and retains the strengths of XML-based markup, yet solves the problems with representation and processing of complex structures. MLCD started in 2001 and is expected to complete its work in 2007. The project is a collaboration between a group of researchers based at several different institutions.

[Downie et al., 2005]
J. S. Downie, A. Renear, A. Mathes, K. Medina, D. Dubin, and J. H. Lee. Modelling complex multimedia relationships in the humanities computing context: Are Dublin Core and FRBR up to the task?. Presented at ALLC/ACH, Victoria, British Columbia, June 2005.

It is now widely recognized that the creation, management, and analysis of content other than text is extremely important if the digital humanities are to deliver access to, and provide an analytical purchase on, the full range of human culture. However it is not clear to us whether the cataloguing and classification systems for digital content are up to the task. Difficulties in this area threaten to impede both the development of tools and techniques . and the production of sound theoretical results. In our paper we discuss some of these problems, focusing on relationships amongst the various cultural modes of expression. With the intention of convening a larger discussion of how these confusions might be remedied, we then propose directions for some clarification and improvement. However, the larger issues here are not merely terminological and resist any easy resolution.

[Dubin and Birnbaum, 2005]
D. Dubin and D. J. Birnbaum. A declarative framework for modeling pronunciation and rhyme. Presented at ALLC/ACH, Victoria, British Columbia, June 2005.

Encoding standards such as TEI give scholars a great deal of flexibility in annotating texts to meet the particular needs of a study or project. Researchers necessarily make choices about which features of a text to highlight, what kinds of additional information to add, and what facts are left to be inferred from other sources of evidence apart from markup. Among the factors to be considered in designing or adopting text encoding procedures are the prospects for data reuse and generalization beyond the scope of the one's current project, investigating new questions about the texts that hadn't been anticipated, and planning for the integration of texts using other markup schemes. This paper discusses considerations motivating the ongoing design of a software framework for analysis of rhyming schemes in 19th century Russian poetry. Our current implementation is written in Prolog as an application of the BECHAMEL system for markup semantics analysis. The motivation for this choice was our wish to plan from the beginning for extensions to other encoding schemes and generalization to other kinds of analysis.

[Dubin, 2005]
D. Dubin. Unpacking the interpretation of METS markup. Presented at the Digital Library Federation Fall Forum, Charlottesville, VA, November 2005.

Like most XML applications, METS, the Metadata Encoding and Transmission Standard, overloads a small number of generic syntactic relationships (e.g., parent/child) to represent a variety of specific semantic relationships. Human beings correctly infer the meaning of METS markup, and these understandings inform the logic and design of applications that import, export, and transform METS-encoded resources and descriptions. However, METS's flexibility and generality invite diverse interpretations, posing challenges for processing across different METS profiles and local adaptations. Robust processing requires support in the form of a general software library for reasoning about METS documents. We describe the current state of development for such a library. This METS interpretation software is an application of the BECHAMEL markup semantics framework. BECHAMEL applications translate properties and relationships expressed in conventional markup into logical assertions that unpack the overloaded XML-based syntax. The inference problems we aim to support include identifying inline and external storage objects, mapping storage objects to resources and descriptions, and correctly classifying the role of namespaces. Another goal of explicating the interpretation of METS documents is to reserialize them in XML, directly asserting as many of the inferred facts as we can. In this way we hope to improve prospects for long term digital preservation.

[Birnbaum and Dubin, 2004]
D. Birnbaum and D. Dubin. Measuring similarity in the contents of medieval miscellany manuscripts. Presented at the ninth biennial meeting of the International Federation of Classification Societies, Chicago, IL, July 2004.

Edit distance for strings is measured in terms of the smallest number of specific stepwise modifications (insertions, deletions, transpositions, or replacements of characters) required to make a transition from one state to another. We describe our experiments with an analogous measure for larger units of analysis, namely texts copied in medieval miscellany manuscripts. The goal of the project is to describe the likely process employed by medieval scribes in compiling these manuscripts, and the data consists of the manuscripts' (virtual) tables of contents. The process of compiling a miscellany manuscript is different from the process of copying prose text, and one inserts, deletes, transposes, or replaces constituent texts in a miscellany manuscript differently than one inserts, deletes, transposes, or replaces words in continuous prose. We present an algorithm for measuring similarity that is informed by those differences, and hierarchical cluster analyses on the contents of approximately one hundred manuscripts.

[Dubin and Birnbaum, 2004]
David Dubin and David Birnbaum. Interpretation beyond markup. In B. T Usdin, editor, Proceedings of Extreme Markup Languages 2004, Montreal, Quebec, August 2004.

The meaning conveyed by documents and their markup often goes well beyond what can be inferred from the markup alone. It often depends on context, so that to interpret document markup adequately we must situate markup interpretation within a broader interpretive problem. Markup is just one of several sources of evidence brought to bear in processing digital documents; it must be integrated with other information to be exploited fully. An example drawn from an ongoing project on the metrical analysis of Russian poetry helps illustrate these points: the explicit markup of the rhyme scheme can be understood only on the basis of a broader understanding of Russian meter and poetics.

[Dubin, 2004]
D. Dubin. Semantic markup or markup semantics? Presented at the University of Pittsburgh School of Information Sciences Colloquium Series, March 2004.

The Semantic Web is an active area of research and standardization, aimed at what are perceived to be shortcomings of current methods for representing content in digital documents. Technologies such as RDF equip markup languages with the functionality of general-purpose knowledge representation systems, but the ability to put richly encoded content on the web doesn't make the task of creating that content any easier. Furthermore, the limited expressivity of conventional markup languages may be precisely what makes those languages attractive to and usable by content creators. One part of a solution to the knowledge acquisition bottleneck may lie in research with more modest goals than the Semantic Web. The BECHAMEL project is investigating methods for characterizing the meaning of conventional markup so that the facts and relationships represented by the occurrence of its constructs can be explicitly, comprehensively, and mechanically identified. Simple fundamental semantic facts about markup that are relied on by both markup language users and software designers are currently left to conjectures that are error-prone, incomplete, and unverifiable, even when the language designer properly documents the language. Our goal is to make the meaning of document markup sufficiently systematic, uniform, complete, and exploitable to achieve higher levels of functionality and system interoperability.

[Dubin, 2004]
D. Dubin. The most influential paper Gerard Salton never wrote. Library Trends, 52(4):748-764, 2004.

Gerard Salton is often credited with developing the vector space model (VSM) for information retrieval (IR). Citations to Salton give the impression that the VSM must have been articulated as an IR model sometime between 1970 and 1975. However, the VSM as it is understood today evolved over a longer time period than is usually acknowledged, and an articulation of the model and its assumptions did not appear in print until several years after those assumptions had been criticized and alternative models proposed. An often cited overview paper titled "A Vector Space Model for Information Retrieval" (alleged to have been published in 1975) does not exist, and citations to it represent a confusion of two 1975 articles, neither of which were overviews of the VSM as a model of information retrieval. Until the late 1970s, Salton did not present vector spaces as models of IR generally but rather as models of specific computations. Citations to the phantom paper reflect an apparently widely held misconception that the operational features and explanatory devices now associated with the VSM must have been introduced at the same time it was first proposed as an IR model.

[Dubin and Lee, 2003]
D. Dubin and J. Lee. Beyond three dichotomies. Presented at the annual meeting of the Classification Society of North America, Tallahassee, FL, June 2003.

In placing classification research studies in context, it is often useful to situate them with respect to dichotomies, such as supervised vs unsupervised classification, or automatic classification vs classifications that emerge from intellectual effort. Such contrasts need not be exclusive: cognitive science and AI researchers note the distinction between localist and distributed representations in their research, but acknowledge that representations often have both localist and distributed qualities. Could the other contrasting approaches admit similar hybrids? We explore these questions with illustrations from an ongoing subject indexing project. We have developed a system that takes as input sets of NASA thesaurus terms assigned by professional indexers, and maps them to sets of Astrophysical Journal subject headings. The system is a hybrid localist/distributed connectionist network that employs both supervised and unsupervised classification. Although the network's operation is data-driven and automated, its source of evidence is a database of manually assigned category labels.

[Dubin et al., 2003]
D. Dubin, G. Ripoche, and L. Gasser. Organizational dynamics of software development. Presented at the DIMACS Workshop on Algorithms for Multidimensional Scaling, Tallahassee, FL, June 2003.

Mistakes, errors, and problems are a common element of working life, and a part of all settings at one time or another. In software production, the work of identifying and resolving errors, bugs and mistakes plays a large part. As complex software artifacts proliferate and become more central to peoples' lives, the social cost of software errors and bugs may increase. Since errors and bugs reduce the effectiveness with which we can build and use software systems, we're interested in understanding how bugs come about, how they can best be managed, and how people who build and use advanced software systems can organize their work to prevent, overcome, deal with, and accommodate problems. We're examining issues relating to the practice of quality assurance in software teams; the 'normal' role of errors, mistakes, problems, insecurity, and unreliability; and the assessment of multiple problems, multiple constraints, and multiple actors in a software artifact and its supporting organizational infrastructure. Widely-accessible open source bug repositories provides an extremely large and diverse dataset for analyzing such issues. These repositories can be analyzed quantitatively (in terms of numbers of events, event types, response types, dates, timelines, etc.) They can also be analyzed qualitatively, by comparatively examining the texts of bug reports, responses, and analyses.A third approach is exploratory analysis of the data using methods such as classical metric multidimensional scaling and similar visualization tools. Here the goal is to uncover patterns, regularities, or exceptions that may be worth investigating in detail using more formal qualitative or quantitative methods. In the tradition of numerous bibliometric studies we are investigating patterns of cocitation in Bugzilla, the repository for the Mozilla development project.

[Dubin et al., 2003]
David Dubin, C. M. Sperberg-McQueen, Allen Renear, and Claus Huitfeldt. A logic programming environment for document semantics and inference. Literary and Linguistic Computing, 18(2):225-233, 2003. (This is a corrected version of an article that appeared in 18:1 pp. 39-47).

Markup licenses inferences about a text. But the information warranting such inferences may not be entirely explicit in the syntax of the markup language used to encode the text. This paper describes a Prolog environment for exploring alternative approaches to representing facts and rules of inference about structured documents. It builds on earlier work proposing an account of how markup licenses inferences, and of what is needed in a specification of the meaning of a markup language. Our system permits an analyst to specify facts and rules of inference about domain entities and properties as well as facts about the markup syntax, and to construct and test alternative approaches to translation between representation layers. The system provides a level of abstraction at which the performative or interpretive meaning of the markup can be explicitly represented in machine-readable and executable form.

[Dubin et al., 2003]
D. S. Dubin, A. Renear, and C. M. Sperberg-McQueen. Addressing obstacles to the retrieval of structured documents. Technical Report UIUCLIS- -2003/1+EPRG, Graduate School of Library and Information Science, University of Illinois at Urbana-Champaign, Champaign, IL, 2003.

The potential for document markup, such as SGML and XML, to support information retrieval is receiving considerable attention. However the generally underdetermined and implicit nature of even the most basic semantic relationships expressed by SGML/XML markup is an obstacle to its effective exploitation, as is the assumption of "semantic transparency." A project to develop a adequate machine-readable formalism for expressing markup semantics is described, along with specific applications to retrieval problems. A Prolog environment supporting inferences and queries is also used to generate document abstractions based a formalized semantics for markup vocabularies.

[Dubin, 2003]
David Dubin. Object mapping for markup semantics. In B. T Usdin, editor, Proceedings of Extreme Markup Languages 2003, Montreal, Quebec, August 2003.

The BECHAMEL system is a knowledge representation and inference environment for expressing and testing semantic rules and constraints for markup languages. Written in Prolog, the system provides predicates for processing the syntactic structures that emerge from a SGML/XML parser, defining object classes, instantiating object instances, assigning values to properties, and establishing relationships between or among object instances. BECHAMEL uses Prolog's built-in capabilities to derive inferences from these facts. Part of the ongoing development of BECHAMEL involves experimenting with strategies for mapping syntactic relations to object relations and properties. This paper describes the current strategy, based on a blackboard model. Advantages of this approach include context free rules and the potential to exploit parallel processing for scalability. It has the drawback, however, of not permitting evidence to be described in ways people are likely to find natural or familiar. By using the current approach to produce formal accounts of the semantics of popular markup languages, we hope to learn a great deal about the ways markup syntax typically cues semantic relationships. That advance in our understanding will inform the development of more usable languages for object mapping.

[Lee and Dubin, 2003]
Jonghoon Lee and David Dubin. Vocabulary mapping in the NASA ADS: Prospects for practical subject access. In B. Corbin, E. Bryson, and M. Wolf, editors, Library and Information Services in Astronomy IV, pages 249-256, Washington, DC, 2003. U.S. Naval Observatory.

The popular NASA Astrophysics Data System includes bibliographic records indexed with terms from a variety of semi-compatible descriptor languages. These include coordinate index terms taken from the NASA Thesaurus and Astrophysical Journal subject headings, among others. We have worked to develop a system that takes as input the NASA terms assigned by professional indexers, and translates them into ApJ headings. Our system maps sets of descriptors, rather than individual descriptors, since two or more coordinate index terms may translate to a single pre-coordinated subject heading. We began our study with lexical resemblance as the main source of evidence, and later developed a connectionist system that exploits patterns of consistent co-assignment in a subset of the ADS collection that is indexed using both ApJ headings and NASA terms. Our most recent efforts have been aimed at improving the network's performance via supervised learning. In this paper we present the results of our most recent formal evaluation studies, and an examination of some specific documents drawn from a set we've mapped using the network.

[Renear and Dubin, 2003]
Allen Renear and David Dubin. Towards identity conditions for digital documents. In S. Sutton, editor, Proceedings of the 2003 Dublin Core Conference, Seattle, WA, October 2003. University of Washington.

By "identity conditions" we mean a method for determining whether an object x and an object y are the same object. Identity conditions are arguably an essential feature of any rigorously developed conceptual framework for information modeling. Surprisingly, the concept of same document, which is fundamental to many aspects of library and information science, and to digital libraries in particular, has received little systematic analysis. As a result, not only is the concept of a document itself under-theorized, but progress on a number of important practical problems has been hindered. We review the importance of document identity conditions, demonstrate problems with current approaches, and discuss the general form a solution must take.

[Renear et al., 2003]
Allen Renear, Christopher Phillippe, Pat Lawton, and David Dubin. An XML document corresponds to which FRBR Group 1 entity?. In B. T Usdin, editor, Proceedings of Extreme Markup Languages 2003, Montreal, Quebec, August 2003.

The FRBR (Functional Requirements for Bibliographic Records), released by the International Federation of Library Associations and Institutions in 1998, generalizes and refines current practices and theory in library cataloging, presenting a compelling natural ontology of entities, attributes, and relationships for representing the "bibliographic universe." The FRBR framework is extremely influential and increasingly accepted as a conceptual foundation for cataloging practice and technology in libraries and elsewhere. XML documents as defined in the W3C XML 1.0 specification, are now an important part of this bibliographic universe and it is natural to ask to which of FRBR's "Group 1" entities does the XML document correspond. Curiously, there seem to be conflicting arguments for assigning the XML document to either of the two plausible entity categories: manifestation and expression. We believe these difficulties illuminate both the nature of the FRBR entities, and the nature of markup. We explore a conjecture that an XML document has a double aspect and that whether it is a FRBR manifestation or a FRBR expression depends upon context and intention. Such a double-aspected nature would not only be consistent with previous arguments that the meaning of XML markup varies in "illocutionary force" according to context of use, but might also help resolve an old puzzle in the humanities computing community as to whether markup is "part of" the text (Buzzetti 2002). However, there are alternative resolutions to explore as well and we seem to still be some distance from a full understanding of the issues.

[Renear et al., 2003]
Allen Renear, David Dubin, C. M. Sperberg-McQueen, and Claus Huitfeldt. XML semantics and digital libraries. In C. C. Marshall, G. Henry, and L. Delcambre, editors, Proceedings of the third ACM/IEEE-CS joint conference on Digital libraries, pages 303 - 305, Los Alamitos, CA, 2003. IEEE.

The lack of a standard formalism for expressing the semantics of an XML vocabulary is a major obstacle to the development of high-function interoperable digital libraries. XML document type definitions (DTDs) provide a mechanism for specifying the syntax of an XML vocabulary, but there is no comparable mechanism for specifying the semantics of that vocabulary --- where semantics simply means the basic facts and relationships represented by the occurrence of XML constructs. A substantial loss of functionality and interoperability in digital libraries results from not having a common machine-readable formalism for expressing these relationships for the XML vocabularies currently being used to encode content. Recently a number of projects and standards have begun taking up related topics. We describe the problem and our own project.

[Dubin, 2002]
D. Dubin. Do conceptual spaces have metric structure? Presented at the annual meeting of the Classification Society of North America, Madison, WI, June 2002.

Information scientists have long employed the notions of "conceptual distance" and "intellectual space" metaphorically, or for illustrative convenience in their work on knowledge organization, indexing, and classification. Theories of conceptual distance are implicit in the design of some information retrieval systems, and a few scholars have offered explicit arguments that one can define meaningful metric distances on taxonomies or so-called semantic spaces. What empirical relations or properties are these metrics supposed to model, and how would one test claims that such metrics are meaningful? Are conceptual metrics psychological theories? Are they about regularity or pattern in documents or collections? These issues bear on research in areas such as information visualization and knowledge discovery in disconnected literatures.

[Dubin, 2002]
D. Dubin. Standards and information. In J. R. Schement, editor, Encyclopedia of Communication and Information, volume 3, pages 965-967. Macmillan, New York, 2002.

[Renear et al., 2002]
Allen Renear, David Dubin, C. M. Sperberg-McQueen, and Claus Huitfeldt. Towards a semantics for XML markup. In R. Furuta, J. I. Maletic, and E. Munson, editors, Proceedings of the 2002 ACM Symposium on Document Engineering, pages 119-126, McLean, VA, November 2002. Association for Computing Machinery.

Although structured document standards provide mechanisms for specifying, in machine-readable form, the syntax of a markup language, there is no comparable mechanism for specifying the semantics of an SGML or XML vocabulary. That is, there is no way to characterize the meaning of markup so that the facts and relationships represented by the occurrence of its constructs can be explicitly, comprehensively, and mechanically identified. This has serious practical and theoretical consequences. On the positive side, SGML/XML constructs can be assigned arbitrary semantics and used in application areas not foreseen by the original designers. On the less positive side, both content developers and application engineers must rely upon prose documentation, or, worse, conjectures about the intention of the markup language designer --- a process that is time-consuming, error-prone, incomplete, and unverifiable, even when the language designer properly documents the language. In addition, the lack of a substantial body of research in markup semantics means that digital document processing is undertheorized as an engineering application area. Although there are some related projects underway (XML Schema, RDF, the Semantic Web) which provide relevant results, none of these projects directly and comprehensively address the core problems of structured document semantics. This proposal characterizes the specific problems that motivate the need for a formal semantics for SGML/XML, describes an ongoing research project --- the BECHAMEL Markup Semantics Project --- that is attempting to develop such a semantics.

[Sperberg-McQueen et al., 2002]
C. M. Sperberg-McQueen, A. Renear, C. Huitfeldt, and D. Dubin. Skeletons in the closet: Saying what markup means. Presented at ALLC/ACH, Tübingen, Germany, July 2002.

Our immediate area of concern is the problem of providing a clear, explicit account of the meaning and interpretation of markup. Scores of projects in humanities computing and elsewhere assume implicitly that markup is meaningful, and use its meaning to govern the processing of the data. While a complete account of the "meaning of markup" may seem daunting, at least part of this project appears manageable: explaining how to determine the set of inferences about a document which are "licensed", implicitly or explicitly, by its markup. However, it proves remarkably difficult to find, in the literature, any straightforward account of how one can go about interpreting markup in such a way as to draw all and only the correct inferences from it. This paper describes a concrete realization of one part of a model proposed earlier, and outlines some of the problems encountered in specifying the inferences licensed by commonly used DTDs. We focus here on the development of a notation for expressing what we call "sentence skeletons", or "skeleton sentences". These are sentences, either in English or some other natural language or in some formal notation, for expressing the meaning of constructs in a markup language. They are called sentence skeletons, rather than full sentences, because they have blanks at various key locations; a system for automatic interpretation of marked up documents will generate actual sentences by filling in the blanks in the sentence skeletons with appropriate values from the documents themselves. We describe theoretical and practical problems arising in using sentence skeletons to say what the markup in some commonly used DTDs actually means, in a way that allows software to generate the correct inferences from the markup and to exploit the information.

[Sperberg-McQueen et al., 2002]
C. M. Sperberg-McQueen, David Dubin, Claus Huitfeldt, and Allen Renear. Drawing inferences on the basis of markup. In B. T Usdin and S. R. Newcomb, editors, Proceedings of Extreme Markup Languages 2002, Montreal, Quebec, August 2002.

Various authors have sketched out proposals for identifying the meaning, or guiding the automated interpretation, of markup, sometimes with the goal of using the information expressed by markup to guide the extraction of information from documents and using it to populate reasoning engines. We describe one approach to the problems of building a system to perform such a task.

[Dubin and Rorvig, 2001]
D. Dubin and M. Rorvig. Classical two-way metric MDS adapted to handle very large datasets. Presented at the DIMACS Workshop on Algorithms for Multidimensional Scaling, Rutgers University, Piscataway, NJ, August 2001.

Visualization for analysis of complex phenomena is now widely accepted. One of these phenomena is Information Retrieval (IR). IR plays a critical role in the myriad decisions made daily affecting all aspects of science, technology and commerce. Visualization in IR using MDS has led in recent years to a number of discoveries and insights. However, the terrain of large dataset exploration remains an unpopulated one. Parallel processing would seem a natural solution to the problem of MDS on large data sets. We have found examples of MDS recast as a parallel genetic algorithm, but such approaches are unsuitable for large data sets. We have decided to pursue a more promising strategy: MDS as a matrix factoring problem. This method consists of three steps: 1) transformation of proximities into distances; 2) conversion of distances into inner products; and 3) factoring the scalar product matrix. Although the third stage is where parallelism promises to make our computations scalable, it is the first stage that may pose the most interesting challenges for human data analysts. A critical factor in the use of SVD is the initial choice of document object similarity measures. Another factor of importance is the representation of the document features themselves, such as image primitives, text tokens, and sound primitives. Work that combines these features is new, but definitely affects the similarity of documents scaled through MDS. The effect of these representations in the transformation of document proximities into distances is unknown and requires empirical examination. An additional factor in this project is the availability of a reserve of multi-gigabyte, multilingual textual and image data. Datasets of interest easily run to tens of thousands of objects. Thus, a large field display is necessary to resolve the various patterns expected to emerge in the final configuration. The Digistar II planetarium projection facility at the University of North Texas is available for this purpose, and is capable of resolution of nearly 70,000 data points simultaneously.

[Dubin, 2001]
D. Dubin. Model, data, and system centered perspectives in information retrieval research. Presented at the annual meeting of the Classification Society of North America, St. Louis, MO, June 2001.

For decades researchers in information retrieval (IR) have based models on vector representations that are familiar to specialists in multivariate data analysis and classification. But although researchers may use the same formalisms and notations for communicating their research, close examination may reveal disagreement on what exactly is being modeled. Such disagreements reflect complementary approaches to research that begin with different inquiries, permit different simplifying assumptions, and aim for different kinds of contributions. Some vector models support the parsimonious reexpression of a document collection (via clusters or latent dimensions). Some are used to explore unexpected consequences of system design choices. But some researchers neglect to identify the empirical entities and relationships their vector models are supposed to represent. This talk will examine perspectives in IR research, focusing on these contrasting interpretations. It will be argued that examining research in their contexts speaks to current issues of improving IR systems.

[Dubin and Pape, 2000]
D. Dubin and D. X. Pape. Clustering applications and validation: A case study with the Kohonen SOM. Presented at the annual meeting of the Classification Society of North America, Montreal, Canada, June 2000.

We have developed an integrated suite of tools for conducting validation studies on the popular self-organizing map. Through this development, we have confronted issues that we believe shed light on the reluctance of SOM researchers to adopt accepted cluster validation methods. SOM researchers may object on the basis of scalability issues, or on the naiveté of the presupposition of a one-to-one mapping between clusters and SOM cells. We discuss the architecture of our system, its components (artificial data generation, clustering, validation) and the protocols for sharing data among them. Our design choices have the goal of affording scalable and realistic evaluation studies. We believe we can contribute not only a better understanding of the SOM's strengths and weaknesses, but also data that can improve the SOM's usability as a tool for visualizing multivariate data.

[Dubin and Pape, 1999]
D. Dubin and D. X. Pape. Validation strategies for large-scale clustering applications. Presented at the annual meeting of the Classification Society of North America, Pittsburgh, PA, June 1999.

Kohonen's Self-Organizing Map is a very popular clustering method, but few published studies describe the application of well-known cluster validation methods to the SOM. A few studies have compared the SOM to other clustering methods, but usually with assumptions that aren't consistent with the ways SOMs are used in large-scale applications. Furthermore, SOM proponents may have the mistaken impression that problems of scale rule out traditional validation methods.

In scaling validation techniques for large SOM applications, the nature of the clusters and how they are apprehended by the SOM are at least as important as algorithm complexity and the availability of computing resources. We describe extensions to existing algorithms for generating artificial test clusters, aimed at supporting validation studies for large-scale SOMs. We propose ways in which other validation techniques (such as those based on the random graph hypothesis) may be employed in large-scale SOM applications.

[Dubin, 1999]
D. Dubin. Toward more robust discrimination-based indexing models. Technical Report UIUCLIS- -1999/7+IRG, Graduate School of Library and Information Science, University of Illinois at Urbana-Champaign, Champaign, IL, 1999.

An analysis of ``discriminatory power'' is presented through a review and critique of Salton's Term Discrimination Value model. The complexity and sensitivity of this influential theory reveals different data properties which may form the basis of more robust and reliable indexing models. Such models can better support retrieval in large scale, interactive, multi-user, and multimedia information systems.

[Lee and Dubin, 1999]
Jonghoon Lee and David Dubin. Context-sensitive vocabulary mapping with a spreading activation network. In M. Hearst, F. Gey, and R. Tong, editors, Proceedings of the 1999 ACM SIGIR Conference on Research and Development in Information Retrieval, pages 198-205, New York, 1999. Association for Computing Machinery, ACM.

A spreading activation network model is applied to the problem of reconciling heterogeneous indexing (STI index terms and ApJ subject descriptors) in a database of documents in the field of astronomy. Drawing on evidence from a set of co-indexed documents, a 3-layer feed-forward network is constructed. It includes an input term layer (source vocabulary), document layer, and output term layer (target vocabulary). Results of experiments show that the network can uncover both static, term-to-term relationships, and those that depend on the context of a particular document's indexing. From the static mapping experiment, the asymmetric nature of term mapping is revealed. A visualization tool graphically shows complex term relationships identified by this model. The context-sensitive mapping experiment tests the robustness of the network against the removal of each document node under testing. The performance of the complete network is compared to that of the reduced network. The results imply that mapping is largely dependent on regularities emerging from the entire pattern of connections in the network rather than localist representations. The mapping from specific to general shows better performance than the mapping from general to specific. Several issues related to the model including limitations, application of a learning algorithm, and the generality of the study are discussed.

[Lee et al., 1999]
Jonghoon Lee, David S. Dubin, and Michael J. Kurtz. Co-occurrence evidence for subject vocabulary reconciliation in ADS databases. In D. M. Mehringer, R. L. Plante, and D. A. Roberts, editors, Astronomical Data Analysis Software and Systems VIII, volume 172 of A.S.P. Conference Series, pages 287-290, San Francisco, 1999. Astronomical Society of the Pacific.

The NASA Astrophysics Data System gives astronomers all over the world access to over a million abstracts in the areas of astronomy and astrophysics, instrumentation, physics and geophysics. A mixture of indexing vocabularies has limited ADS searchers' ability to conduct precise subject searches, but prospects for a single consistent vocabulary of descriptors are promising. We report results of an ongoing project to reconcile the heterogeneous indexing (keywords, index terms, and subject headings) applied to the existing ADS records. Evidence for term mappings are sought in the consistent assignment of different descriptors to the same documents. We describe the apprehension of this evidence through the use a spreading activation network. Design and deployment of an experimental interface to assess these mappings is now under way.

[Dubin, 1998]
David S. Dubin. Addressing the heterogeneity of subject indexing in the ADS databases. In U. Grothkopf, H. Andernach, S. Stevens-Rayburn, and M. Gomez, editors, Library and Information Services in Astronomy III, volume 153 of A.S.P. Conference Series, pages 77-83, San Francisco, 1998. Astronomical Society of the Pacific.

A drawback of the current document representation scheme in the ADS abstract service is its heterogeneous subject indexing. Several related but inconsistent indexing languages are represented in ADS. A method of reconciling some indexing inconsistencies is described. Using lexical similarity alone, one in six of descriptors in ADS can be automatically mapped to some other descriptor. Analysis of postings data can direct administrators to those mergings it is most important to check for errors.

[Dubin, 1998]
D. Dubin. The search for structure and the search for meaning. In R. Schwartz, editor, Advances in Classification Research Volume 6, pages 13-20. Information Today, Inc., Medford, NJ, 1998.

Statistical approaches to classification emphasize apprehension of structure by an analyst in a group of records, but issues of meaning and semantics are important, despite the focus on structure and algorithms. If meaning and semantics guide formal approaches to classification, can an understanding of structure in a group of records inform the development of a semantic classification scheme? Data visualization tools can help human analysts recognize structure and pattern in text and numeric records.

[Dubin, 1998]
D. Dubin. Dimensions and discriminability: The role of controlled vocabulary in visualizing document associations. In P. A. Cochrane and E. H. Johnson, editors, Visualizing Subject Access for 21st Century Information Resources, pages 39-44. University of Illinois Graduate School of Library and Information Science, Champaign, IL, 1998.

Visualization interfaces can improve subject access by highlighting the participation of document representation components in similarity and discrimination relationships. Within a set of retrieved documents, what kinds of groupings can controlled descriptors make explicit? Do they differ from clusters discriminated by natural language terms? The role of applied vs. extracted descriptors in classifying search output is examined.

[Dubin, 1998]
D. Dubin. Further cautions for the calculation of discrimination values. Technical Report UIUCLIS- -1999/3+IRG, Graduate School of Library and Information Science, University of Illinois at Urbana-Champaign, Champaign, IL, 1998.

Term discrimination values computed using the cosine measure without first removing stop words produced results consistent with discrimination values computed using Euclidean distance. Under these conditions, terms that would ordinarily be considered poor discriminators are ranked among the best. Systems designers intending to use discrimination value for selecting or weighting document attributes (especially image, sound, or other non-text attributes) should note the measure's complexity and sensitivity.

[Korfhage et al., 1998]
R. R. Korfhage, D. Dubin, and E. M. Housman. Computer-aided interactive classification: applications of VIBE. In P. Solomon, editor, Advances in Classification Research Volume 7, pages 83-101. Information Today, Inc., Medford, NJ, 1998.

Tools like the VIBE visualization system permit human analysts to use both an understanding of a data set's content and a recognition of structure that the visualization reveals. But what happens when a database's semantics are hidden from the analyst? What guidelines or heuristics can he or she use to reveal the "correct" underlying structure? Results of two experiments conducted at the University of Pittsburgh support the claim that VIBE analysts can uncover a meaningful clustering even without semantic clues. In one experiment artificial data sets were created in which some of the variables discriminate one or more clusters and the others contribute only random noise. Variable selection guidelines based on computed discrimination value were used in an attempt to distinguish between the signal and noise variables. In a second experiment, a human analyst's encoding of 714 short phrases to 23 overlapping and inter-related categories was stripped of meaningful titles and relabeled with integers. A VIBE analyst was able to highlight relationships among the 23 categories solely on the basis of co-assignment of the phrases.

[Korfhage et al., 1998]
R. R. Korfhage, D. Dubin, and E. M. Housman. What good is visualization: three experiments. In R. F. Erbacher and E. Pang, editors, Visual Data Exploration and Analysis V, pages 196-207, Bellingham, WA, 1998. SPIE.

Three experiments demonstrate capabilities of the VIBE information retrieval interface. The first explores the identification of reference points sets to spread a collection of displayed documents into small clusters. The second demonstrates using visual representation of a document set to determine the structure of a document collection vis-a-vis a given reference point set when all semantic information has been hidden from the user. In the third experiment VIBE, in conjunction with genetic algorithm techniques, refined the definition of a POI (reference or query point), improving precision and recall.

[Dubin, 1997]
D. Dubin. Challenges for the future of document clustering. Presented at the annual meeting of the Classification Society of North America, Washington, DC, June 1997. (Also presented at the 1998 meeting of the International Federation of Classifcation Societies, Rome, Italy).

A recently published evaluation of cluster-based document retrieval results (Shaw 1997) casts twenty years of IR research in a new light. Shaw's study offers evidence that levels of effectiveness typically obtained in cluster-based retrieval can be explained on the basis of chance. If, as Shaw suggests, poor performance in document clustering experiments reveals "weaknesses in fundamental assumptions," then what exactly are those assumptions and where has the research gone wrong? To what extent have IR researchers followed recommendations in the classification literature on issues such as selecting objects, selecting variables, and assessing clustering tendency? What do graphical and visualization techniques reveal about the shape of clusters IR systems are supposed to retrieve? Do Shaw's results have implications for text classification methods based on machine learning? Is there a future for document clustering as it has been employed in the past?

[Dubin, 1997]
D. Dubin. Measurement in information science (book review). Journal of Classification, 14(2):327-330, 1997.

[Dubin et al., 1996]
D. Dubin, B. H. Kwasnik, and C. Tangmanee. Elicitation techniques for classification research. In R. Fidel, C. Beghtol, B. H. Kwasnik, and P. J. Smith, editors, Advances in Classification Research Volume 5, pages 33-68. Information Today, Inc., Medford, NJ, 1996.

One of the greatest challenges in this field is designing studies that can shed light on the cognitive processes of classification. The reason that this is so difficult is that many of these processes are implicit. People act on classifictory decisions without being aware of them. The papers in this three-part section address different techniques that can be used to elicit information about how people order and cluster phenomena. The techniques discussed are: Ordered Trees, Repertory Grids, and Q-Sorts. Each section will describe the origin of the technique and its past and potential applications. The use of the technique will be illustrated by examples from hypothetical cases or from actual ongoing research projects.

[Dubin, 1996]
D. Dubin. Structure in Document Browsing Spaces. PhD thesis, University of Pittsburgh, 1996.

This study proposes and evaluates a document analysis strategy for information retrieval with visualization interfaces. The goal of document analysis is to highlight structure that helps searchers make their own relevance judgements, rather than to shift judgements from humans to machines. Searchers can investigate that structure with tools for visualizing multidimensional data. The structure of interest in this study is discrimination of documents into clusters. Two diagnostic measures may inform selection of document attributes for cluster discrimination: term discrimination value (TDV) and the sum of pairwise term-vector correlations. A series of experiments tests the reliability of these measures for predicting clustering tendency, as measured by proportion of elongated triples and skewness of the distribution of document dissimilarities. Term discrimination value was found to be inversely related to skewness when stopword frequencies participated in the TDV calculations, and inversely related to elongation when stopwords were excluded. Correlation sum was found to be directly related to skewness when stopword frequencies were excluded.

[Dubin, 1996]
D. Dubin. Clustering tendency and the cluster hypothesis in information retrieval. Presented at the annual meeting of the Classification Society of North America, Amherst, MA, June 1996.

The term "clustering tendency" is used in two senses in IR research: the degree to which document representations exhibit groupings in a space of attributes, and the degree to which documents relevant to the same query are similar to each other. Opinions differ and evidence conflicts on the nature of the relationship between these two senses of clustering. Should cluster analysis seek to reveal objective structure in text data, or is it just a convenient way to group related representations? Do attributes that cluster a document space connect jointly relevant documents? Reexamining the role of clustering tendency in IR may offer a solution to this dilemma: cluster structure might help searchers locate relevant documents, even if the "cluster hypothesis" is an unreasonable assumption.

[Dubin, 1996]
D. S. Dubin. Attribute selection for visualizing multidimensional document spaces: a progress report. In D. S. Ebert, editor, Workshop on New Paradigms in Information Visualization and Manipulation (NPIV '96), pages 8-11, 1996.

[Dubin, 1996]
D. Dubin. Multimedia and imaging databases (book review). Information Processing and Management, 32(6):769-770, 1996.

[Dubin, 1995]
D. Dubin. Document analysis for visualization. In Proceedings of the Annual International ACM SIGIR Conference on Research and Development in Information Retrieval, pages 199-204, New York, 1995. ACM SIGIR, Association for Computing Machinery.

An experimental term selection strategy for document visualization is described. Strong discriminators with few co-occurrences increase the clustering tendency of low-dimensional document browsing spaces. Clustering tendency is tested with diagnostic measures adapted from the field of cluster analysis, and confirmed using the VIBE visualization tool. This method supports browsing in high recall, low precision document retrieval and classification tasks.

[Dubin, 1995]
D. Dubin. Search strategies for Internet resources. School Library Media Quarterly, 24(1):53-54, 1995.

[Dubin, 1994]
D. Dubin. Applying similarity measures to texts. TEXT Technology, 4(4):283-291, 1994.

[Dubin, 1994]
D. Dubin. POI discovery and the clarity of VIBE displays. Presented at the annual meeting of the Classification Society of North America, Houston, TX, June 1994.

VIBE is an experimental tool for visualizing multivariate data. Records are depicted with icons and plotted in a plane based on their relative degrees of association to reference points of interest (POIs) which represent attributes. For the past few years VIBE has been under development at the University of Pittsburgh and at dh Molde College in Norway. VIBE is a general tool and has little advice to offer on how its records are to be represented, how optimal attributes are to be identified, or how the display is to be interpreted by the user. The present investigation addresses those issues in an information retrieval setting, with an adaptation of the skewness and elongation diagnostics of Pruzansky, Tversky and Carroll's 1982 study on spatial vs. tree representations of proximity data. Using angular rather than Euclidean proximity measures, the diagnostics are sensitive to the same data properties as the VIBE positioning algorithm, provide a rough gauge of the discriminatory power of POI combinations, and help predict the interpretability of the VIBE display.

[Olsen and Dubin, 1994]
K. A. Olsen and D. Dubin. Maintaining a personal reference library with a word processor and a scanner. TEXT Technology, 4(2):149-154, 1994.

[Spring and Dubin, 1992]
M. B. Spring and D. Dubin. Hands-on PostScript. Hayden Books, Carmel, IN, 1992. (Published in Polish translation by Intersoftland of Warsaw as PostScript od A do Z).

[Song and Dubin, 1991]
I. Y. Song and D. Dubin. An intensional query processor in prolog. In M. H. Hamza, editor, Computer Applications in Design, Simulation, and Analysis, pages 204-207, Anaheim, CA, 1991. ACTA Press.

[Dubin, 1989]
D. Dubin. Online databases put a new universe of resources at our fingertips. TIES Magazine, pages 38-43, Sept./Oct. 1989.